The combined amount includes US$1 million in restitution to retail customers enrolled in fully paid securities lending programmes and fines of US$1.6 million for the firms’ related supervisory and advertising violations
Sarah Wilson will take on the role of strategic advisor on asset stewardship, where she will also review Global PSSL’s United Nations Pathways Programme
Based in New York, Sol Zlotchenko will act as chief product and technology officer, while Daniel Zayfman takes on the role of chief information and security officer
The commercial Chinese bank will use Adenza’s Calypso Treasury front-to-back solution to support its modernisation, consolidation and risk management strategy
The MRRA provides users with a template agreement for documenting regulatory reporting arrangements for SFT transactions and derivatives entered into under industry standard documentation
S&P Global Market Intelligence has released the top 10 highest shorted equities across the UK and Europe with a minimum market capitalisation of US$10 billion
