All latest securities finance news

Barclays and BoA offices in Frankfurt searched for cum-ex evidence

31 March 2022 Germany
Reporter: SFT

German public prosecutor instructs further evidence gathering in Frankfurt offices as tax authorities step up efforts to recover cum-ex losses

SEC explores tighter investor protection around SPAC transactions

31 March 2022 US
Reporter: Bob Currie

US securities regulator proposes changes to disclosure requirements, marketing practices and the role of gatekeepers and issuers to bring investor protection standards for SPAC and shell-company activities more into line with traditional IPOs

Pirum appoints Tom Alavanja

31 March 2022 US
Reporter: Carmella Haswell

Alavanja joins the firm as director of business development and will report to COO and head of Americas, Bob Zekraus

ISLA announces co-chairs for Vienna conference

31 March 2022 Austria
Reporter: Carmella Haswell

Attendees will hear from eSecLending’s Jacqueline Waller and EuroClear’s Valentina Crovato, as co-chairs of ISLA’s 29th Annual Securities Finance and Collateral Management Conference

DTCC adds Capuzzi and Conway to board

30 March 2022 US
Reporter: Rebecca Delaney

DTCC elected two new members to its board of directors during the annual shareholders meeting, William Capuzzi and Kelley Conway

deltaconX partners with Kaizen Reporting

30 March 2022 Global
Reporter: Carmella Haswell

The collaboration will see deltaconX AG and Kaizen Reporting offer ReportShield suite of reporting quality assurance services globally

Clear Street expands North American operations to Dallas

30 March 2022 US
Reporter: Carmella Haswell

Dan Mele, Mark Hall and Danny Shapiro will join the Dallas branch as managing directors and directors of the sales and trading team

Britannia Global Markets hires Martin Hodgson

30 March 2022 UK
Reporter: Carmella Haswell

Hodgson is appointed as collateral manager and will focus on collateral management as well as margin functions in his London office role

Global PSSL’s new research centre welcomes collaborators

30 March 2022 Global
Reporter: Carmella Haswell

Representatives from PGGM, Planet Tracker and Quintessential Capital Management LLC have agreed to work with The ROSE Centre

Societe Generale appoints Jane Karczewski

29 March 2022 UK
Reporter: SFT

Jane Karczewski has joined Societe Generale as UK head of asset manager and hedge fund sales, based in London. She will report to UK head of global markets Antoine Broquereau

ERCC publishes new version of its Repo Best Practice Guide

29 March 2022 Global
Reporter: SFT

The ICMA European Repo and Collateral Council has updated its best practice document, providing details of recommended practices and conventions designed to support orderly trading and settlement of repurchase agreement transactions

Broadridge hires Stephan Müller

29 March 2022 Germany
Reporter: Carmella Haswell

Müller has been appointed managing director for Germany and will join Broadridge’s international leadership team

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