Despite the FCA’s tough talk, FOIs by SFT and Rahman Ravelli show the agency has not opened new investigations into any organisations for more than a year, and only two into individuals since 2019
March was OCC's highest month on record for total cleared contract volume, just shy of a billion contracts, with securities lending also seeing a significant uptick
Darren Wilson has exchanged a role within State Street Advisor’s EMEA cash and liquidity sales team for one on the funding and collateral solutions desk under Staffan Ahlner
The association is pushing for the EC to review the current CSDR SDR in line with stakeholder comments to ensure that SDR is also implemented as one legislation
Over the next 12 months, Broadridge hopes many of the current operational challenges will be resolved but expects an ongoing high focus in this area, especially for global intermediaries
High-profile short sellers including Muddy Waters, J Capital Research and Quintessential Capital Management, discussed how the voluntary standard can be interwoven with established principles of activist shorting