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Short selling still the target of FINRA's arrow


04 March 2014 New York
Reporter: Georgina Lavers

Short selling generated the third-highest amount of fines for FINRA in 2013, proving that the practice is still very much in the regulator’s eye...
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OCC lending CCP dips for February


04 March 2014 Chicago
Reporter: Georgina Lavers

OCC's securities lending CCP activities declined by 2 percent in new loans year-on-year, with 88,536 transactions seen in February 2014...
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Frank La Salla takes the weight off of Pandiri


03 March 2014 New York
Reporter: Georgina Lavers

BNY Mellon has appointed Frank La Salla as CEO of its alternative investment services (AIS) business, a role that Samir Pandiri has held for the past two years...
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Thomas Anglin NY prime head at UBS


03 March 2014 New York
Reporter: Georgina Lavers

Thomas Anglin has been appointed as head of prime brokerage origination in New York for UBS...
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Japan's looking bright, finds Markit Securities Finance


28 February 2014 London
Reporter: Mark Dugdale

Japanese securities lending is looking bright, according to Markit Securities Finance analyst Simon Colvin. Generally flat loan balances have not stopped Japan from seeing a steady rise in specials and their associated fees over the last two years...
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Euroclear enjoys Collateral Highway ride


28 February 2014 London
Reporter: Mark Dugdale

Euroclear’s Collateral Highway mobilised an average of €787 billion of collateralised transactions daily in 2013, a 12 percent increase over 2012...
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JSCC picks Calypso for collateral management


27 February 2014 Tokyo
Reporter: Mark Dugdale

The Japan Securities Clearing Corporation has gone live with the Calypso Technology system for client clearing of JPY interest rate swaps and collateral management...
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Lago Kapital recruits for Russia drive


26 February 2014 Helsinki
Reporter: Mark Dugdale

Finnish securities borrowing and lending broker Lago Kapital has recruited Olga Nyström to lead equity finance sales for Eastern Europe...